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POLICIES AND PROCEDURES
- INTRODUCTION
Nicholls State University has adopted policies and procedures
regarding the rights and welfare of human subjects research,
training and teaching activities including those supported
by grants and contracts from federal, state and local
agencies. A Human Subjects Institutional Review board
(HSIRB) has been created to determine whether human subjects
will be placed at risk (either physical or psychological)
and, if so whether:
- The risks are outweighed by the sum of the benefits,
and therefore warrant the acceptance of the risk.
- The protection and respect of the subject's rights
and welfare will be addressed to the best of the researcher's
ability.
- Legally effective informed consent will be obtained
by adequate and appropriate methods in accordance with
provisions of applicable law, and the conduct and methodology
by which the information is obtained will be reviewed
at timely intervals.
- DISCHARGE OF RESPONSIBILITIES CONCERNING THE PROTECTION
OF THE RIGHTS AND WELFARE OF HUMAN SUBJECTS
In discharging its responsibilities to protect the rights
and welfare of human subjects, Nicholls State University
adopts the regulations contained in the Federal Register,
vol.36 No. 117, June 18, 1991. The establishment of the
Human Subjects Institutional Review Board shall be the
mechanism for discharging these responsibilities.
- COMPOSITION OF THE HUMAN SUBJECTS INSTITUTIONAL
REVIEW BOARD (HSIRB)
- The HSIRB will be composed of at least 10 members.
- One faculty member elected from each
academic college, the Freshman Division and the
Library:
- One representative each from the departments
of Psychology and Nursing appointed by the Nicholls
State University Research;
- One member from the university community
at-large appointed by the Vice-President for
Academic Affairs;
- One member who is not otherwise affiliated
with Nicholls State University nor immediately
related to anyone affiliated with Nicholls State
University to be appointed by the Vice-president
for Academic Affairs and approved by the Nicholls
State University Research Council.
- The HSIRB will include at least one member whose
primary concern is in scientific areas (nursing or
psychology appointee), and at least one member whose
primary concern is in nonscientific areas;
- The HSIRB may, at its discretion, invite one or
more individuals with competence in special areas
to assist in the review of issues which require expertise
beyond or in addition to that available to the HSIRB.
These individuals do not have voting privileges on
matters addressed by the HSIRB;
- Each elected member will serve for a period of
two (2) years beginning with the Fall semester of
the year of election. The terms of elected members
will be staggered so that one-half of the membership
will be elected each academic year. Members may be
elected for more than one term of service;
- Each appointed member will serve for a period
of one year beginning with the Fall semester of the
year of appointment. Members may be appointed for
more than one term of service;
- The HSIRB will select
a chairperson and Recording Secretary from its membership
at the beginning of each
Fall semester
- No HSIRB member may participate in the Board's
initial or continuing review of any project in which
that member has a conflicting interest, except to
provide information as requested by the Board.
- HSIRB PROCEDURES
- Approval, Disapproval, Modification and Termination
- The Board shall have the authority to review,
approve, require modification(s) in, or disapprove,
all research activities/studies or proposed research
activities/studies involving human participation;
- The meetings
of the HSIRB shall be called by the Chairperson
as required. The HSIRB shall meet at least
once during the Summer, Fall and Spring semesters. Also,
meetings will be scheduled at additional times if deemed
necessary.
- A majority
of the HSIRB members will constitute a quorum
and include at least one member principally concerned
with nonscientific issues;
- Official action
of the HSIRB members (approval, modification
or disapproval) will require the majority
of those members present at the meeting.
- Notification
of official action (approval, modification or
disapproval) by the HSIRB shall be sent
to each applicant in writing within ten days of the official
action. Disapproval of research shall include a statement
of the reason(s) for such a decision and give the applicant
an opportunity to respond in person or in writing;
- The HSIRB shall
have the authority to suspend or terminate approval
of research that is not being conducted
in accordance with HSIRB's requirements or that has been
associated with unexpected serious harm to the participants.
Such suspension or termination of approval shall include
a statement of the reasons for the HSIRB's action and shall
be reported promptly in writing to the investigator and
appropriate institution of officials.
- Review
- All projects will
receive an annual review. When the element of risk
so warrants, more frequent reviews
additional information may be requested from the project
director or others at the discretion of the Board.
- The Chairperson or his/her designer(s) may
conduct an Expedited Review of projects (i) presenting
a minimal risk to human subjects in accordance
with DHHR 45 CFR 46.110 and (ii) containing minor
changes in previously approved research. Reviewers
may exercise all of the authorities of the activity
may be disapproved only after review in accordance
with the non-expedited procedure set forth in
A.4 above.
- Records
- Minutes of all
meetings, copies of all correspondence to researchers,
recommendations
to investigators following
reviews, notifications of approval and disapproval, will
be kept in the office of the Chairperson of the HSIRB
for a minimum of 3 years.
- INFORMED CONSENT
No study involving human subjects will be approved unless
evidence is presented that legally effective informed
consent to participate in the study as been given by
the human subjects. This procedure refers to the knowing
consent by the participant or his/her authorized representative.
Letters of consent or support from the agencies/institutions
in which the study will be conducted or the data will
be collected will be required. The HSIRB will determine
whether knowing consent was given using the following
criteria:
- The subject was provided with a statement that
the study involves research, an explanation of the purposes
of the research, the excepted duration of the subject's
participation, the procedures to be used in the study and
their purpose which may be experimental;
- The participant was given a description of any attendant
discomforts and risks which could be reasonably expected;
- A description of the benefits reasonably to be expected
was given to the subject;
- Any appropriate
alternative procedures that might be advantageous for
the participant was disclosed to him/her;
- The subject was given an
opportunity to have answered any questions concerning
the procedures and an
address and telephone number to which inquiries could be
made;
- The participant must be
clearly instructed that they are free to withdraw consent
and discontinue participation
in the investigation at any time. The participants withdrawal
must not be looked upon with prejudice.
- The subject is provided
with a statement describing the extent, if any, to
which confidentiality of records
identifying the subject will be maintained.
- PROCEDURES BY APPLICANT RESEARCHERS
Investigators using human subjects must submit a completed
APPLICATION form well in advance of the initiation of
any proposed research or of submission of a grant proposal
and at least 10 working days prior to the next meeting
of the HSIRB. This ten day period will allow for any
modifications recommended by the HSIRB to be incorporated
into the final proposal
If it is impossible for the investigator to submit
a completed APPLICATION form in advance of the date for
submission
a "PENDING REVIEW FORM" will be attached to the
proposal, and the review will be carried out at the next
HSIRB meeting.
The investigator should report to the HSIRB any problems
and/or proposed procedural changes not included in the
original submission. No changes, except those needed to
eliminate immediate hazards can be made without the approval
of the HSIRB.
If the applicant is not satisfied with the HSIRB's decision
they may request a second review by the HSIRB.
- PROCEDURES BY PARTICIPANTS
If a participant wishes to voice any complaint(s) or concern(s)
about their participation in the investigation they should
notify the HSIRB chairperson who will then bring it to
the attention of the Board. The Board will make a determination
of any action to be taken and instruct the chairperson
to notify the person that issued the complaint in writing.
Participants may request a copy of Nicholls State University's
policy on Human Subjects Research by contacting the chairperson
of the HSIRB.